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ASIC amendments to RG 97

Friday, 24 July 2020   (0 Comments)
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ASIC has released minor amendments to RG 97.  See RG97 Update media release.


The update makes amendments to the PDS transition arrangements and also confirms ASIC’s policy position on:

        • the disclosure of buy-sell spreads in a periodic statement for collective investment products under [CO 14/1252].
        • the disclosure of performance fees;
        • the treatment of derivatives costs; and
        • the significant event notice requirements.


Please raise any comments or questions with the ACSA Regulatory Working Group or Robert Brown, Chief Executive Officer.

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